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1、并购常用文件清单（中英文对照）并购常用文件清单（中英文对照）1.ISTOFREGULARDOCUMENTSFORMERGERSANDACQUISITIONS1.istofcompletiondocuments:AcquisitionofatargetcompanybythebuyernamefromthesellerPreliminarydocuments初步文件1. Confidentialityletter/agreement保密函/保密协议2. Exclusivityletter/agreement3. 排他函/排他协议4. 1.etterofIntent意向书5. Documentat
2、ionrequestlistforlegalduediligence/Duediligencequestionnaire法律尽职调查文件清单/尽职调查问卷6. (Virtual)dataroomrules(虚拟)数据室规则二Principaldocuments主要文件1 .SharePurchaseAgreement股权收购协议2 .Agreementofallocationofliabilities负债分配协议3.InformationMemorandum信息备忘录4 .AuctionProcessLetter拍卖程序函5 .EscrowAgreement托管协议Three.Financed
3、ocuments/matters1. 三、金融类文件/事项2. 1.oandocumentation贷款记录3. Waivers弃权书4. Financingarrangementdocuments融资安排文件5. Newbankmandates新的银行委托书6. Bankcertificates,cashbookbalancesandreconciliations银行资信证明、现金账面余额和对账单7. Companychequebook公司支票簿8.Companyprincipalaccounts公司主要账户Four.Duediligencereports/consentss1. 四、尽职调
4、查报告/同意书2. 1.egalduediligencereport法律尽职调查报告3. FinancialZaccountantsduediligence财务/会计人员的尽职调查4. Certificateoftitle/reportontitle产权证书/产权报告5. Insurance,environmentalreports保险、环境报告6 .ApplicatiosandconsentsfromMOFCOMoritsbranch,orothercompetitionauthorities向商务部或地方商务主管部门、或者其他竞争主管部门提交的申请书及同意书7 .Documentsfora
5、nyshareholderapproval,ienoticeofgeneralmeeting,resolutionsetc股东大会通知、股东决议等股东批准文件Five.Ancillary五、辅助性文件1. Pre-emptionwaiver/consentletter优先购买权弃权书/同意函2. Stocktransferapplication(tobeexecutedorstamped)股票转让申请书(待签署或盖章)3. Sharecertificates/capitalcontributioncertificate股权证书/出资证明书4. PowerofAttorney(executing
6、documents)授权委托书(签署文件)5. PowerofAttorney(votingonsharespendingregistration)授权委托书(就办理登记中的股份进行表决)6. Boardminutes(approving/completionboardmeetings)Seller董事会会议记录(批准/结束董事会会议一卖方7. Boardminutes(approving/completionboardmeetings)Buyer董事会会议记录(批准/结束董事会会议)一买方8. Boardminutes(approving/completionboardmeetings)ta
7、rgetgroup9. 董事会会议决议(批准/结束董事会会议)一目标集团10. 1.ettersofresignationofdirectorsand/orsecretary董事和/或秘书辞任函1.etterofresignationofauditors审计师辞任函Employmentdocuments聘用文件12.Serviceconsultancyagreement服务/咨询顾问协议Generalmeetingdocumentation(iewhenreplacing/alteringarticlesofassociationetc)股东大会文件(如，在公司章程修订/变更时)Six.Com
8、panyRegistrationDocuments六、公司登记注册文件1. BusinessLicenses,articlesofassociation,permitsandotherregistrationdocuments(currentandhistorical)营业执照、公司章程、许可及其他登记注册文件(当前和历史文件)2. resolutionstobefiledatrelevantregistrationdepartments,iechangeofname,increaseinregisteredcapital,alterationofarticlesofassociationet
9、c向相关登记主管部门提交的决议，如公司名称变更、增资、公司章程变更等3. Documentstobekeptonrecord(changeofregisteredoffice,appointmentofnewdirector/supervisor/seniorexecutives,changeofaccountingreferencedate)备案文件(注册地址变更、委任新董事/监事/高级管理人员、会计参照日变更)4. Directorsecretary,sresignationletter董事/W书辞任函5. Documentsrelatedtoanymortgageorchargeontheassetsofthecompany公司资产抵押担保相关文件
