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1、(085800l)能源动力一动力学科2023级全日制工程博士研究生培养方案2023Full-timeProfessionalDoctoralProgramforEnergyandPowerEngineering-PowerEngineering-、基本信息BasicInformation院系名称School机械与动力工程学院SchoolofMechanicalEngineering适用年级Grade2023级2023Class适用专业Major动力工程及工程热物理PowerEngineeringandEngineeringThermophysics标准学制Duration4年4Years学习形
2、式StudyMode全日制Fulltime项目类型ProgramType专业型Professional培养层次ProgramLevel普博生RegularDoctoralStudents最低学分MinCredit18最低GPA学分MinGPACreditNA最低GPAMinGPANA、学科简介Introduction上海交通大学动力工程及工程热物理学科始建于1913年，1953年招收我国解放后第一批研究生，是国家首批一级重点学科，首批一级学科博士点。2011年所依托的机械与动力工程学院入选国家高等教育改革试点学院。在百年发展的历史上，培养了“两弹一星”科学家钱学森、王希季等一大批杰出人才。20
3、16年5月入选全球ESl工程学万分之一学科。本学科设有“动力工程与工程热物理”一级学科博士点并设有”动力工程及工程热物理”博士后流动站。学科拥有汽车电子控制技术国家工程实验室、燃煤污染物减排国家工程实验室（上海）、船舶与海洋工程动力系统国家工程实验室（上海交大）等3个国家级基地，动力机械与工程教育部重点实验室、太阳能发电及制冷教育部工程研究中心、燃气轮机与民用航空发动机教育部工程研究中心等省部级基地，下设叶轮机械、新能源动力、热能工程、制冷与低温、工程热物理和燃料电池等研究所。本学科师资力量雄厚，有工程院院士3人，中科院院士1人，国家创优争先奖1人，国家级教学名师1人，国家特聘专家3人，长江特
4、聘（讲座）教授3人，国家杰青基金获得者7人，优青4人，青年长江1人，“百千万人才工程”国家级人选4人。拥有国家自然基金创新群体、教育部创新团队和科技部创新人才推进计划重点领域创新团队等先进群体。本学科科研成果丰硕，近年来主持承担国家自然科学基金重大项目、重点项目、国家重点研发专项等20余项，2005年以来获国家自然科学奖3项，国家技术发明奖2项，国家科技进步二等奖2项。动力工程与工程热物理博士点为我国能源与动力领域累计培养博士数千名，包括工程院院士黄震教授、国际知名制冷专家王如竹教授等，大批博士毕业生成为科学家、技术权威和行业领袖，为我国能源动力学科和行业发展做出了积极贡献。全日制工程博士培养
5、过程注重工程实践与专业理论结合，以解决重大工程和技术中的关键问题为导向，希望毕业生成为大型工程的总师、重大项目的技术带头人和行业领军人才。ThedisciplineofPowerEngineeringandEngineeringThennophysics(PEET)inShanghaiJiaoTongUniversitywasestablishedin1913.In1953,itwasselectedasthefirstbatchofstatekeydisciplineaswellasoneofthefirstdisciplinesinChinathatofferedDoctoraldegre
6、eprograminPowerandEnergyEngineering.AffliatedtotheSchoolofMechanicalEngineering,itwasselectedasoneofthenationalpilotschoolsbyMinistryofEducation(MOE)in2011.Overthepastcentury,thedisciplinehasnurturedtensofthousandsofgraduates,contributingsignificantlytoscientificandtechnologicaldevelopmentsaswellase
7、conomicgrowthatthenationalandinternationallevels.NotablealumniincludeXuesenQian(co-founderofJetPropulsionLaboratory)andXijiWang,whomwereawardedthehighestnationalhonor-theTwoBombsandOneSatelliteMeritoriousAward.EngineeringdisciplineincludingPEETwasratedasoneofthetop0.01%ESIdisciplinesinMay2016.Aiming
8、todevelopaninternationallyrenownedandcutting-edgeresearchinPEET,therehasbeenrapidprogress,engagementwithworld-classscientists,groomingofnationaltalents,andscientificresearchintherecentdecades.Cutting-edgeresearchactivitiescurrentlyconductedinPEETarerootedinseveralnationalandkeyregionallaboratories,w
9、hichincludeNationalEngineeringLaboratoryforAutomotiveElectronicControlTechnology,NationalEngineeringLaboratoryforReducingEmissionsfromCoalCombustion(Shanghai),NationalEngineeringLaboratoryforMarineandOceanEngineeringPowerSystem(SJTU),KeyLaboratoryforPowerMachineryandEngineeringofMOE,EngineeringResea
10、rchCenterofChineseMinistryofEducation(MOE)forSolarPowerandRefrigeration,GasTurbineandCivilAero-engine.ThefullspectrumofresearchdirectionsincludeTurbomachinery,AdvancedEnergyandPowertrainTechnology,ThermalEnergy,RefrigerationandCryogenics,EngineeringThennophysicsandFullCell.Thefacultyincludesonemembe
11、rofChineseAcademyofSciences,threemembersofChineseAcademyofEngineering,oneNationalExcellenceAwardee,oneNationalRenownedTeacher,threeNationalDistinguishedProfessors,andthreeChairProfessorsofChangjiangScholarsProgram.Inaddition,sevenfacultymemberswereawardedTheNationalScienceFundforDistinguishedYoungSc
12、holars,fourfacultymemberswereawardedTheNationalScienceFundforExcellentYoungScholars,onefacultymemberwereawardedtheYoungChangjiangScholarsProgram.Ourpursuitofresearchinnovationandglobalexcellencehasbeenrecognizedworldwide.TheresearchweremainlygrantedbyNationalHighTechnologyResearchDevelopmentProgramC
13、hina,NationalNaturalScienceFoundationofChina,andNationalBasicResearchProgramofChina.Researchoutcomeshaveledto3NationalNaturalScienceAwards,2NationalTechnologyInventionAWardSand2Second-gradeStateScienceandTechnologyProgressAward.AsakeyinstituteofdoctoraldegreeeducationinChina,PEETisdedicatedtonurturi
14、ngacademicallyinclined,all-rounded,andinnovation-orientatedstudentswithglobalperspectives,whocanbecometopengineersorrenownedscholarsintheglobalcommunity.TherehavebeenthousandsofPh.D.degreestudentsthusfar,mostofthealumnihavegrowntoscientists,technologyexpertsandindustryleaders,suchasProfessorZhenHuan
15、g,thememberofChineseAcademyofEngineeringandProfessorRuzhuWang,aninternationalrenownedrefrigerationexpert.Focusingonthecombinationofprofessionaltheoryandengineeringpracticeandsolvingmajorengineeringandtechnicalproblems,Itisexpectedthatgraduateswillfinallybecomeengineeringandtechnologyleaderinthefutur
16、e.三、培养目标ProgramObjective1、具有能源与动力工程领域坚实宽广的基础理论知识和系统深入的专门知识；Havingagoodgraspofthebasictheoriesaswellasasystematicandin-depthknowledgeofpowerengineeringandengineeringthermophysics.2、掌握能源与动力工程领域的先进工艺和技术；Masteringadvancetechnologyandskills.3、了解能源动力工程领域的技术进展和发展前沿；Understandingtheprogress,tendencyandfront
17、ierofhis/herownresearchfield.4、具有独立从事技术开发和工程应用的能力，能熟练运用本工程领域专业知识和基础理论，并在工程领域取得前沿技术和工程应用方面的创造性研究成果，具备成为工程技术领军人才的潜力；Capableofindependenttechnologydevelopmentandengineeringapplication.Goodatutilizingthefundamentaltheories,professionalknowledgeandfrontiertechnology.Obtainmentofinnovativeachievementeithe
18、rintheoryorreal-worldapplicationwiththepotentialtobecomeengineeringtechnologyleader.5、具有良好的国际视野以及一定的外语阅读、写作和交流能力；Havinggoodglobalvision,includingfluentreadingandtranslatingofprofessionaldocuments,andacademiccommunicationskills.6、能胜任大型企业、科研院所技术研发、工程应用或科技管理等工作。QualifiedforengineeringtechnologyR&D,orsc
19、ientificandtechnicalmanagementinlargeenterpriseorresearchinstitutions.四、培养方式及学习年限TrainingModeandStudyDuration全日制工程博士生采用全日制学习、导师负责制培养模式。学制为四年。未能按时完成学业者，经申请批准后其学习年限可适当延长，最长可以延期至六年。Full-timeProfessionalDoctoralProgramstudentsaretutoredfull-timebysupervisors.ThelengthofFull-timeProfessionalDoctoralProgr
20、amis4years.Studentswhofailtocompletetheprogramwithin4yearscouldapplyforextension,withamaximumlengthof6yearsuponapproval.五、课程学习要求CourseRequirement全日制工程博士生，课程总学分N18学分，总学分上限为27学分。Full-timeProfessionalDoctoralProgram.Minimumcredits:18credits.1、公共基础课程5学分GeneralCourses.5credits.a) MARX7001中国马克思主义与当代，2学分，必
21、修MARX7001MarxisminChina,2credits,compulsory.b) FL6001学术英语，2学分，必修FL6001EnglishforAcademicPurposes,2credits,compulsory.c) GE6001学术写作、规范与伦理，1学分，必修，院系开课GE6001AcademicWriting,NormsandEthics,1credit,compulsory,offeredbyME.d) GE6003实验室安全教育，0.5学分，必修，院系开课GE6003LaboratorySafetyEducation,0.5credit,compulsory,o
22、fferedbyMEschool.2、专业前可课3学分a) GE6011学术报告会,1学个，必修b) GE9003工程实践I,1学分，必修c) GE9004工程实践11,1学分，必修FrontierCourse.3credits.GE6011,AcademicSeminar,1credit,compulsory.GE9003EngineeringPracticeI,1credit,compulsory.GE9004EngineeringPracticeII,1credit,compulsory.3、专业基础课、专业选修课：9.5学分CoreCoursesandElectiveCourses.M
23、inimumcredits:9.5credits4、统计如下：Summarizedasbelow.课程类别CourseTyPe学分要求RequiredCredits门数要求RequiredCoursesGPA学分要求MinGPA备注Note公共基础课GeneralCourses5.5INA专业基础课CoreCourses、专业选修课ElectiveCourses9.5NANA跨学科选课不超过3门，且仅作为非GPA统计源课程.Nomorethan3interdisciplinarycoursescanbeselected,whicharecountedasnon-GPAcourse.专业前沿课F
24、rontierCoursesIINA六、培养过程要求RequirementsforTrainingProcess(一)培养过程环节要求：RequirementsforTrainingProcess:1、资格考试：在第三学期结束前进行，最迟第四学期。资格考试两次不通过者经学院审议、研究生院复议，按退学处理。PhDQualificationExamination：Theexaminationwillbeheldbeforetheendof3,semester,nolaterthanthe4*hsemester.Anyonewhofailtheexaminationtwicewillapplyfor
25、quittingschoolafterschoolsdeliberationandthereconsiderationofgraduateschool.全日制工程博士生的资格考试由学院组织，考试形式为：闭卷、笔试，与直博生、硕博连读生一起进行。ThequalificationexaminationforFull-timeProfessionalDoctoralProgramshallbeorganizedbyschool(close-bookwrittenexamination).Theexaminationisconductedwithdoctoralafterbachelorsstuden
26、tsandthecombinedmasteranddoctordegreestudents.考试内容：选取3门专业基础课进行考试Examinationcontent:Choosethreemajorfundamentalcoursesfortheexamination.2、开题报告：在第四学期进行。开题报告要求就学位论文选题的科学根据、目的意义、研究内容、预期目标、研究方法和课题条件等做出论证.开题报告的文献阅读量应不少于50100篇。Dissertationproposal:Dissertationproposalwillstartinthe4,hsemester,whichrequires
27、anargumentonthescientificbasis,purposeandsignificance,researchcontent,expectedgoals,researchmethods,andprojectconditionsofintendeddissertationtopic.Studentsshouldreadnolessthan50to100journalpapersofrelatedtopicduringpreparation.全日制工程博士生的论文开题由学院按学科统一组织。首次开题不通过者，可申请二次开题；两次开题均不通过者，经学院审议后进入分流淘汰程序Dissert
28、ationproposaldefenseisorganizedbyschool.Anyonewhofailthedefensetwicewillentertheshunteliminationprogramafterschoolsdeliberation.3、年度考核：开题报告通过后，每自然年进行一次。申请预答辩之前须至少参加一次学院统一组织的年度考核并且考核结果为通过。最晚在第6学期结束前完成首次年度考核。开题报告通过不满半年者可不参加当年年度考核。未按期在第6学期结束前完成首次年度考核者，第7学期起不予以注册，且导师记录博士生培养负面清单1次。参加学院统一组织的年度考核次数不做限制。具体办
29、法参照机械与动力工程学院博士生年度考核管理办法执行。Annualprogressreport:Aftercompletionofdissertationproposal,annualprogressreportsevaluationwillbeheldeveryyear.Beforeapplyingforthedissertationpre-defense,thestudentmustattendatleastonceorganizedbytheschoolandpass.Thefirstannualprogressreportmustbecompletedbytheendof6lhsemes
30、teratthelatest.Thosewhopassthedissertationproposalforlessthanhalfayearmaynotparticipateintheannualprogressreport.Thosewhofailtocompletethefirstannualprogressreportbeforetheendofthe6,hsemesterwillnotberegisteredfromthe7,hsemester,andthesupervisorwillrecordthenegativelistforthecultivationofPh.Dstudent
31、sonce.Thereisnolimittothenumberofannualprogressreportorganizedbytheschool.Forspecificmeasures,pleaserefertoAdministrativeMeasuresforAnnualProgressReportofPh.DStudentsofSchoolofMechanicalEngineering.4、论文预答辩：参加学院统一组织的年度考核且结果为“优秀”或“良好”者，可申请预答辩。申请者最早可于年度考核通过后的下一学期、正式答辩前的三个月提出预答辩申请。预答辩不通过者不能进入后续博士学位申请流程。
32、Dissertationpre-clefense:Thosewhohaveparticipatedintheannualprogressreportorganizedbytheschoolandtheresultisexcellentorgoodcanapplyforthepre-defense.Theapplicantmay,attheearliest,submitanapplicationforpre-defenseinthenextsemesterafterpassingtheannualprogressreportandthreemonthsbeforetheformaldefense
33、.Thosewhodonotpassthepre-defensecannotenterthesubsequentdoctoraldegreeapplicationprocess.5、论文答辩：在第八学期前完成（鼓励条件成熟情况下尽早完成，但不早于第六学期），未完成者最多可延期至十二学期。答辩由学科组织，答辩前将由学院督导进行形式审查，对发表小论文不合格、盲审成绩过低等情况将不予审核通过。DissertationDefense:Studentsarerequiredtopassthedissertationdefensebeforetheendofthe8dlsemester（Studentsa
34、reencouragedtocompleteasearlyaspossible,butnoearlierthanthe6,hsemester.）.Studentscouldapplyforextensionandshouldcompletethedissertationdefensebeforetheendofthe12,hsemester.Thedissertationdefenseisorganizedbydiscipline.Beforethedefense,aroutinereviewwillbeconductedbytheschool.Anyonewhodoesnotmeettheg
35、raduationrequirementsorfailstheblindreviewshallnotbeapprovedfordissertationdefense.（二）工程实践环节要求：Requirementsforengineeringpracticeprocess:1、通过在岗参与重大项目，完成工程实践要求。2、结合重大项目中关键或难点技术环节，了解其发展历史、国内外现状，参加本领域前沿的业务研讨及交流活动，并在活动中做专门报告。1. Completetheengineeringpracticerequirementsbyparticipatinginmajorprojects.2.
36、Participateincutting-edgebusinessseminarsandexchangeactivitiesinthisfield,andmakeprofessionalkeynotespeech.在联培单位需累计开展不少于一年的工程实践，由校企导师组提供联合指导。具体要求：1、应在第三学年结束前递交上海交通大学全日制工程博士研究生工程实践总结报告，由校企导师组出具考核评定意见、院系组织公开考核答辩，考核答辩可与年度考核等其他培养环节合并举行。2、应在第三学年结束前完成工程实践课程并通过考核。考核结果为“通过”或“不通过”，由院系教务在必修环节录入工程实践I、工程实践II的课程
37、成绩。（三）学术写作与交流要求RequirementsforAcademicWritingandCommunication1、至少精通一门外国语，能熟练地阅读本专业外文资料，具有较强的写作能力，须有以排序第一作者在国际重要学术期刊或高水平国内期刊上发表与博士学位论文研究工作密切相关的研究性学术论文的经历。国际重要学术期刊和高水平国内期刊的具体认定办法详见七“学术成果要求二Studentsshouldbeproficientinatleastoneforeignlanguageandbeabletoreadforeignlanguagematerialsintheirmajorfluently.
38、Withstrongwritingability,thestudentshouldhavetheexperienceofpublishingresearchacademicpapersthatarecloselyrelatedtotheresearchworkoftheirdoctoraldissertationinimportantinternationalacademicjournalsorhigh-leveldomesticjournalsasthefirstauthor.Forspecificidentificationmethodsofimportantinternationalac
39、ademicjournalsandhigh-leveldomesticjournals,pleaserefertoseventhRequirementsforAcademicAchievements.2、应具备国内外学术交流的能力，在读期间必须在高水平国内外学术会议上以口头报告形式开展学术交流至少1次。学术交流的内容须与博士学位论文研究工作密切相关。交流内容等具体要求详见上海交通大学关于博士研究生参加学术交流的规定。高水平国内外学术会议的具体认定办法详见七“学术成果要求二Studentsshouldhavetheabilityofdomesticandforeignacademiccommun
40、ication.Duringthestudyperiod,studentsmusthaveatleastoneacademiccommunicationintheformoforalpresentationinhigh-leveldomesticandforeignacademicconferences,andthecontentofacademiccommunicationmustbecloselyrelatedtotheresearchworkofdoctoraldissertation.PleaserefertotheRegulationsofShanghaiJiaolongUniver
41、sityontheParticipationofPh.DStudentsinAcademicExchangeforthedetailedrequirementsontheformofexchange.Thespecificidentificationmethodsofhigh-leveldomesticandforeignacademicconferencesaredetailedintheseventhRequirementsforAcademicAchievements.七、学术成果要求RequirementsforAcademicAchievements博士学位论文的创新成果是评价学位论
42、文水平的重要参考，必须是以学位申请人为主在攻读博士学位期间取得，且与学位论文内容密切相关。Theinnovativeachievementsofthedoctoraldissertationareanimportantreferencetoevaluatethelevelofthedissertation,whichmustbeobtainedbythedegreeapplicantsduringtheirdoctoralstudyandcloselyrelatedtothecontentofthedissertation.用于申请博士学位的学位论文中必须包含不少于三项以申请人为主要完成人并以
43、上海交通大学为第一完成单位的创新性成果。创新性成果的主要完成人一般应为成果第一完成人，如果第一完成人是申请人的博士生导师且申请人排序第二，则相应成果按申请人的0.5项成果计算。创新性成果原则上应以上海交通大学为第一完成单位。ThedissertationusedforthePh.DdegreeapplicationmustincludeatleastthreeinnovativeworkswiththeapplicantastheprincipalcomposerandShanghaiJiaoTongUniversityasthefirstinstitution.Theprincipalcom
44、poseroftheinnovativeachievementshallgenerallybethefirstauthoroftheachievement.IfthefirstcomposeristhePh.Dsupervisoroftheapplicantandtheapplicantrankssecond,theapplicantshallalsobeidentifiedas0.5principalcomposer.博士学位论文的创新性成果应该具有重要的理论或工程应用价值，具体展现形式包括：TheinnovativeachievementsofthePh.Ddissertationshou
45、ldhaveimportanttheoreticalorengineeringapplicationvalue,andthespecificmanifestationformsinclude:(1)发表在国际重要学术期刊或高水平国内学术期刊上的研究性学术论文。其中，国际重要学术期刊是指SCI刊源期刊，但不包含按机械与动力工程学院不推荐SCl期刊认定办法认定的不推荐期刊；高水平国内期刊是指高质量科技期刊分级目录相关领域T1/T2档核心期刊。国际重要学术期刊与高水平国内期刊认定以论文发表或录用当年为准认定。Researchacademicpaperspublishedinimportantinte
46、rnationalacademicjournalsorhigh-leveldomesticacademicjournals.TheimportantinternationalacademicjournalsrefertotheSCIJournals,butdonotincludethenon-recommendedjournalsidentifiedaccordingtotheMeasuresfortheRecognitionofNon-recommendedSCIJournalsbytheSchoolofMechanicalEngineering.High-leveldomesticacad
47、emicjournalsrefertotherelatedfieldsofT1T2coreperiodicalsintheClassificationCatalogueofHigh-qualitySci-TechJournals.Theaccreditationofimportantinternationalacademicjournalsandhigh-leveldomesticjournalsshallbesubjecttotheyearwhenthepaperwaspublishedoraccepted.(2)发表在高水平学术会议的会议论文或者口头报告且能提供相应证明材料。高水平学术会议
48、包括本学科公认的国际性学术组织主办的系列专业性学术会议或上海交通大学资助研究生参加国际会议项目-重要国际会议目录中的会议。口头报告需提供会议录用摘要证明。如果学术会议论文或口头报告学术贡献与发表期刊论文相同，则认定为一项成果。Conferencepapersororalpresentationspresentedathigh-levelacademicconferenceswithsupportingmaterials.High-levelacademicconferencesincludeaseriesofprofessionalacademicconferenceshostedbyrecognizedinternationalacademicorganizationswithinthedisciplineorconferenceslistedintheInternationalConferenceProgramSponsoredbyShanghaiJiaoTongUniversity-ListofImponantInternationalConferences.Oralpresentationshouldprovideproofofacceptance
