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1、2007-2008学年第一学期期末考试试卷国际工程合同管理管控（1）（A卷）题号二三四成绩核分人签字得分一、选释题（含单选和少数多选）（共25分，每小题1分）1 .资格预审主要目的是：A.节省投标费用B.节省评标费用C.缩短评标时间D.淘汰没有竞争力的投标者2 .工程本次项目履约保证包括：A.履约保函B.动员预付款保函C.投标保函D.履约担保3 .动员预付款起扣点一般是从：A.进度款达到合同额的10%开始B.进度款达到合同额的25%开始C.第一次有进度款开始D.最后一次进度款中扣除4.工程本次项目投标保函一般是投标价的：A. 5%B. 13%C.30%D.10%5 .工程本次项目履约保函一般是
2、合同价的：A. 10%B. 1-3%C. 30%D. 25%6 .施工类型的工程本次项目履约担保一般是合同价的：A. 10%B. 13%C.30%D.100%7 .在审核各类保函时注意的要点有：A.出具保函单位的资质B.保函的有效期C.保函的数额D.保函的格式E.保函的币种8 .误期损害赔偿赛的最高限额一般是合同额的：A. 10%B. 13%C.30%D.5%9 .保留金的扣除是从：A.进度款达到一定百分比之后开始B.从第一期支付证书开始C.从第一次有进度款的支付证书开始D.从动员预付款中扣除10 .一般情况下保留金的扣除比例和累计扣除限额是：A.进度款的10%,限额是合同额的10%B.进度款
3、的5%,限额是合同额的10%C.进度款的10%,限额是合同额的5%D.进度款的5%,限额是合同额的5%11 .在“工程设备和设计一建造”合同条件中规定保留金的返还分为：A.工程完工之后返还50%,合同期满后返还另外50%B.工程接收证书颁发之后返还50%,合同期满后返还另外50%C.工程完成所有的检验之后返还50%,合同期满后返还另外50%D.竣工检验之后返还50%,合同期满后返还另外50%12 .工程合同的有效期一般是：A.从合同签署到工程完工B.从中标的投标者收到中标函开始到结清单生效C.从签订合同开始到结清单生效D.从签订合同到工程缺陷责任期结束13 .下列那种证书的颁发才被视为业主对工
4、程本次项目的最终批准：A.接收证书B.最终支付证书C.竣工后检验证书D.履约证书14 .分包商与业主的关系是：A.合同关系B.业务指导关系C.没有合同关系D.指定分包商与业主有合同关系15 .业主与承包商双方签署的合同与其适用法律的关系是：A.相互补充B.合同高于法律C.法律高于合同D.同等重要16.请给出下列合同文件的优先顺序：A.中标函B.合同协议书C.通用合同条件D.专用合同条件E.其他补充资料F.投标书和投标书附录G.相关技术规范H.图纸17.1999版FIDICEPC合同条件与Design-Buikl合同条件的主要区别是:A. EPC合同没有设监理工程师B. EPC合同对业主更有利C
5、. EPC合同业主对承包商的管理管控相对宽松D. EPC合同承包商将承担更大的风险18.分包合同的通用合同条件来自：A.总承包商和业主签订主合同的合同条件B.FlDlC合同条件C.总承包商和分包商共同起草的合同条件D.业主要求的合同条件E.分包商自己选择的合同条件19 .专用合同条件是对通用合同条件的：A.全面修订B.补充C.修改D.具体化20 ,下列哪些属于不可抗力：A.战争B.军事政变C.恐怖活动D.地震E.火山爆发F.飓风21 .单价合同中工程量清单(BOQ)的主要作用是：A.投标报价B.合同实施过程中的支付C.索赔的处理D.变更的处理E.复核实际工程量22 .总价合同主要适用于：A.
6、EPC类型的合同B. DeSign-BUild类型的合同C.范围明确非常简单的小本次项目D.业主负责设计的大型本次项目E.机电安装本次项目23 .DRB所花的费用一般由哪些部分组成：A. DRB专家现场考察费用B. DRB专家每工作日工资C.DRB专家月基本工资D.DRB专家的差旅费E.仲裁费24 .下列那种证书的颁发才被视为业主对工程本次项目的最终批准:A.接收证书B.最终支付证书C.履约证书D.竣工后检验证书E.阶段性验收证书25 .狭义的本次项目索赔与变更的关系是：A.变更是索赔的一部分B.变更是索赔产生的一种主要原因C.变更要通过索赔来解决D.索赔没有利润，变更有利润二、FILLBLA
7、NKS26 .PleaseintroducetheTypesofConstructionProjectInsurance(5score)2)3)5)27 .PleaseintroducetheFIDICContractConditionbefore1999：(5score)2)3)5)三、论述题(共40分)1. 简述施工类型工程本次项目招标文件、投标文件与合同文件三者的区别与联系。(5分)2. Pleaseintroducethetenderingdocumentsofinternationalconstructionconsultinganddescribethecharacteristic
8、softhetendering.(5score)3. Pleaseintroducethekeymilestonesofcontractmanagementduringthewholelifecycleforinternationalconstructionandanalyzetheirrelationships.(10score)4.写出FlDICI999版DeSign-BUiki合同条件的20条款的基本结构，并简述各条款之间的联系，并讲述你读1999版FlDlC系列合同条件的体会。（10分）5.Ifyouareacontractmanagerforalargeinternationalpr
9、oject,howwillyouarrangethestaffmembersofyourdepartmenttoensuretheworkoperatingefficiently?And,whatpersonalqualitiesshouldbeobtainedasanexpertiseoncontractmanagementinyouropinion?（10score）四、平时成绩（共25分，详见平时成绩单）参考答案一、选择题1. B、C、D2. A、D3. A4. B5. A6. C7. A、B、C、D、E8. A9. C10. C11. C12. B13. D14. C15. C16.
10、B-A-E-D-C-F-G17. A、C、D18. A19. B、C、D20. A、B、C、D、E21. A、B、C、D22. A、B、C23. A、B、C、D24. C25. B二、填空题（本题回答用中英文均可）26. 工程一切险、设计保险、承包商设备保险、第三方贲任险、雇主责任险、运输保险、机动车辆保险(选中五个即可)27. 1)ConditionsofContractforWorksofCivilEngineering2) ConditionsofSubcontractforWorksofCivilEngineering3) ConditionsofContractforElectric
11、alandMechanicalWorks4) ConditionsofContractforDesign-BuildandTurnkeyProjects5) ConditionsofClientZConsultantModelServicesAgreement三、论述题(以下各题答出主要要点即可)1 .招标文件是由业主或工程师编写的，是所有投标人投标的基础，包括商务部分和相关技术部分；投标文件是由投标人根据招标文件编制的施工解决方案和投标报价，包括投标保函；合同文件是中标的承包商与业主最终签订的正式法律文件，包括合同协议书和履约保函等文件；三者应用的时间不同，构成不同，文件的编排顺序也不同。2
12、 .咨询服务招标文件与一般本次项目的招标文件有明显的区别，通常包括：邀请函、咨询公司须知、相关技术建议书、商务建议书、工作大纲、业主为咨询公司提供的投入、标准合同格式和评标方式方法与标准。与一般本次项目招标过程对比，咨询服务招标过程有以下特点：1)在邀请招标时任务范围不确定；2)以相关技术评审为主选择最佳的咨询公司，而不以价格最低为主要标准，咨询服务的商务标和相关技术标的权重通常为20%,80%；3)业主可以直接向一些咨询公司发出招标邀请；4)咨询公司可以对任务大纲提出修改意见；5)一般不公开开标，对晚送到的标书不一定宣布无效退回。3 .主要涉及的关键里程碑点包括：基准日期、投标有效期、开工日
13、期、合同工期、竣工时间、缺陷贲任期、合同期、合同有效期等；其中基准日期是风险的重要分界点；从开工日期到竣工时间为合同工期；施工类型的本次项目缺陷责任期一般为一年，是从业主接收本次项目开始算起；合同期包含合同工期和缺陷责任期；合同有效期从中标的承包商收到中标函算起直至结清单生效为止。4 .列出FlDIC99版DeSign-BUiki合同的20个条款，并进行分组，通过分组论述组内各条款的关系，如业主、工程师和承包商三条分为一组，这是合同实施过程中的主要的三方。本题考察的是学生完成指定课外阅读资料的情况，讲述体会部分没有标准答案。5.本题为一论述题，要求学生综合运用自己所学的有关合同管理管控方面的知
14、识,发表自己的见解，希望能有所创新，充分发挥每个人的想象力，所以并无确定的答案。基本应该谈到合同部的组织机构的选择；合同部人员的素质要求；合同部的基础工作；标准化，程序化对提高合同部工作效率的作用等。四、平时成绩按平时作业和出勤率综合考虑，详见平时成绩单。房间：2021年X月X日书山有路勤为径，学海无涯苦作舟页码：第9页共14页国际工程合同管理管控（2）（A卷）题号一二成绩核分人签字得分试卷说明：答题基于FIDlC合同条件或国际工程合同管理管控惯例。1. Explainthemeaningsofthefollowingterms(2pointsforeachand20forall)jointa
15、ndseveralliability;rulinglanguage;governinglaw;baseddate;acceptedcontractamount;DAB;performancecertificate;retentionmoney;defectsnotificationperiod;performancesecurity2. Answerbrieflythefollowingquestions(10pointsforeachand50forall)(1) Whatarethebasicdocumentsthatusuallycomprisethecontract?(2) Whata
16、rethebasictypesofcontractininternationalconstruction?HowtimeismanagedinFIDICRedBook1999?(4) ParaphrasetheprovisionsregardingqualitycontrolinFIDICRedBook1999.(5) WhataretheproceduresforclaimanddisputesettlementinFIDICRedBook1999?3. Explainindetailhowrisksareallocatedinthecontractandthephilosophybehin
17、dsuchallocation,basedonFIDICconditionsofContractforConstruction,1999.4. Giveyourdetailedunderstandingofhowtobeahighlyqualifiedcontractmanagerforinternationalconstruction.编号：时间：2021年X月X日国际工程合同管理管控2答案要点评分标准：1 .简述题应在答案要点基础上进行简单分析阐述。2 .9分：要点完整，阐述充分恰当，表现突出可得满分8分：要点比较完整，阐述比较充分7分：要点不够完整，未能充分阐述6分：仅能覆盖部分关键要点
18、，或者阐述中出现严重错误15分：严重偏题，未能覆盖关键知识点，缺乏对于题目涉及知识点的基本了解3 .论述题参照上述评分标准酌情给分。参考答案要点：一、名词解释jointandseveralliability:ItmeanswhentheContractorconstitutes(underapplicableLaws)ajointventure,consortiumorotherunincorporatedgroupingoftwoormorepersons,thesepersonshallbedeemedtobejointlyandseverallyliabletotheEmployerfo
19、rtheperformanceoftheContract.rulinglanguageItmeansthelanguagespecifiedintheAppendixtoTendertoprevailinthecommunicationandcorrespondencefortheexecutionandcompletionoftheContract.governinglawItmeansthelawofthecountry(orOtherjurisdiction)wheretheprojectiscarriedout,statedintheAppendixtoTender.baseddate
20、Itmeansthedate28dayspriortothelatestdateforsubmissionandcompletionoftheTender.acceptedcontractamountItmeanstheamountacceptedintheLetterofAcceptancefortheexecutionandcompletionoftheWorksandtheremedyingofanydefects.Itisanestimatedamount.DABItstandsforDisputeAdjudicationBoard.Itisappointedbybothparties
21、andcomprisedofoneorthreepersons.Itisresponsibletosettledisputesbetweenthetwopartiesbeforetheyresorttoarbitrationorlitigation,performancecertificateItisacertificateissuedbytheEmployertotheContractor,statingthedateonwhichtheContractorcompletedhisobligationsundertheContract.OnlythePerformanceCertificat
22、eshallbedeemedtoconstituteacceptanceoftheWorks.retentionmoneyItmeanstheaccumulatedretentionmoneyswhichtheEmployerretainsintheinterimpaymentstoensuretheproperexecutionandcompletionofthecontractandremedyingthedefectsduringtheDefectsNotificationPeriod.WhentheTaking-OverCertificatehasbeenissuedfortheWor
23、ks,thefirsthalfoftheRetentionMoney第10页共14页房间：2021年X月X日书山有路勤为径，学海无涯苦作舟页码：第页共14页shallbecertifiedbytheEmployerforpaymenttotheContractor;incaseofpartorsectionoftheWorks,aproportionoftheRetentionMoneyshallbecertifiedandpaid,defectsnotificationperiodItmeanstheperiodfornotifyingdefectsintheWorksoraSection,
24、asstatedintheAppendixtoTender(withanyextensionundertherelevantsub-clause),calculatedfromthedateonwhichtheWorksorSectionincompletedunderthesub-clauserelatingtotakingovertheWorksandSectionsperformancesecurityItmeansthesecurityobtainedbytheContractorforproperperformance,intheamountandcurrenciesstatedin
25、theAppendixtoTender.TheContractorshalldeliverittotheEmployerwithin28daysafterreceivingtheLetterofAcceptanceandshallsendacopytotheEngineer.TheEmployerisentitledtomakeaclaimunderthePerformanceSecuritysubjecttotheContract.2、简述(1) .Whatarethebasicdocumentsthatusuallycomprisethecontract?1) thecontractagr
26、eement;2) theLetterofAcceptance;3) theLetterofTender;4) theParticularConditions;5) theGeneralConditions;6) theSpecification;7) theDrawings,and8) theSchedulesandanyotherdocumentsformingpartoftheContract.(2) .Whatarethecommoncontracttypesininternationalconstruction?1) Lumpsum:thecontractpriceistoalarg
27、eextentfixedandvariationisrareanddifficult2) Unitprice:thecontractpriceiscalculatedonthebasisoffixedunitpriceandthequantitiesofthefinishedwork3) Costplusfee:thecontractpriceconstitutesallthecostincurredintheconstructionandafeeorprofitforthecontractor.Thefeecanbecalculatedasapercentageofthecost,afixe
28、damount,oranawardrelatedtotherealcostandtheexpectedcost或Build-constructioncontract,EPCturnkeycontract,sub-contract,laborcontract,installcontract,supplycontract,design-managementcontract,CMcontract.或(答出其中三个即给一半的分)FIDICCONTRACTS:ICECONTRACTS:JCTCONTRACTS:AGCCONTRACTS:AIACONTRACTS:DBIACONTRACTS:(答对要点即可
29、，按所答合适的内容酌情给分)(3) .HowtimeismanagedinFIDICRedBook1999?房间：2021年X月X日书山有路勤为径，学海无涯苦作舟页码：第12页共14页1) Commencement:7daysnotice.42daysaftertheLetterofAcceptance.2) Timeforcompletion:theexpectedtimespanforcompletionofalltheworks.3) Extensionoftimeforcompletion:asuccessfulclaimbytheContractormaygiveanextensio
30、nofthetimeforcompletion,whichshallbedeterminedbytheEngineer.4) Programmeanditsupdate:adetaileddescriptionoftheintendedmethodsandmilestonesetc.,whichtheContractorshallcomplywiththroughoutthebuildingprocess.Wheneverasuccessfulclaimentitlesthecontractoranextensionoftimeforcompletion,ortherealprogressha
31、sfallenbehindtheprogramme,theprogrammeshouldbeupdatedaccordingly.5) Rateofprogress:iftheprogressisfallenbehindtheprogramme,theEngineermayinstructtheContractortoexpediteusingpropermethod.6) Testsoncompletionandtakingover:afterpassingtestsoncompletion,theContractorcouldapplyforthetakingovercertificate
32、7) Defectsliabilityandperformancecertificate:aftercompletionofalltheoutstandingworkandremedyingdefectsduringthedefectsliabilityperiod,theEmployershouldissueaperformancecertificatewhichdemonstratestheContractorhascompletedalltheobligationsundertheContract(4) .Paraphrasetheprovisionsregardingqualityco
33、ntrolinFIDICRedBook1999.TheClauses7,9,11specifytheprovisionsregardingqualitycontrol.1) Clause7mainlyfocusesonthequalitycontrolovertheplant,materialsandworkmanship.ThequalitycontrolisimplementedinwaysofSamplesofmaterialtesting,inspectionwhenmassofmaterialsbeingobtainedandduringtheproduction,manufactu
34、reandconstruction,andalltestsofanyplants,materialsandworksspecifiedinthecontractduringtheexecutionoftheproject.Anythingfoundtobedefectiveorunqualifiedmayberejected.Thecontractormaybeinstructedtocarryouttheremedialworktoensurethequality.2) Clause9specifiedthecontractorsobligationsduringthetestsoncomp
35、letionandthefollowingmeasuresiftheworksfailtopassthetestoncompletion3) Clause11prescribedthecontractorsdefectsliabilityduringthedefectsnotificationperiod,includingcompletingtheoutstandingwork,remedyingthedefects.Italsoentitlestheemployertotakemeasuresincasethatthecontractorshouldfailtoremedyanydefec
36、tordamagewithinareasonabletime.(5) .VVhataretheproceduresforclaimanddisputesettlementinFIDICRedBook1999?1) noticetotheEngineer:in28daysaftertheincursionoftheissue2) duringtheprocessoftheissuekeepacontemporaryrecord.Ifsuchissueextendedbeyondamonth,aninterimclaimshouldbereportedtotheEngineeratmonthlyi
37、ntervals3) in42daysaftertheissue,afinalclaimshouldbesubmittedtotheEngineer4) theEngineershouldrespondin42daysafterhereceivestheclaim.Andproceedtodeterminetheextensionoftimeforcompletionand/orcost5) ifeitherpartycouldnotagreethedecisionoftheEngineer,hecouldrefertotheDAB,whichshouldgiveitsdecisionin84
38、days.6) ifeitherpartycouldnotagreethedecisionoftheDAB,hecouldissueanoticeofdissatisfactionin28daysafterreceivingtheDABsdecision.7) aftertheissueofanoticeofdissatisfaction,bothpartiesshouldattempttosettlethedisputeamicablybeforethecommencementofarbitration房间：2021年X月X日书山有路勤为径，学海无涯苦作舟页码：第13页共14页8) unle
39、sssettledamicably,thedisputeshouldbesettledbyinternationalarbitration3. Explainindetailhowrisksareallocatedinthecontractandthephilosophybehindsuchallocation,basedonFIDICconditionsofContractforConstruction,1999.1) Employersrisksgenerallyinclude:war,hostilities,invasion,actofforeignenemies;rebellion,t
40、errorism,revolution,insurrection,militaryorusurpedpower,orcivilwar,withintheCountry;riot,commotionordisorderwithintheCountrybypersonsotherthantheContractorsPersonnelandotheremployeesoftheContractorandSubcontractor;munitionsofwar,explosivematerials,ionizingradiationorcontaminationbyradio-activity,wit
41、hintheCountry,exceptasmaybeattributabletotheContractorsuseofsuchmunitions,explosives,radiationorradio-activity;pressurewavescausedbyaircraftorotheraerialdevicestravelingatsonicorsupersonicspeeds;useoroccupationbytheEmployerofanypartofthePermanentWorks,exceptasmaybespecifiedintheContract;designofanyp
42、artoftheWorksbytheEmployer,sPersonnelorbyothersforwhomtheEmployerisresponsible;anyoperationoftheforcesofnaturewhichinUnforeseeableoragainstwhichanexperiencedcontractorcouldnotreasonablyhavebeenexpectedtohavetakenadequatepreventativeprecautions.2) ExcepttheabovementionedEmployer,srisks,allotherriskss
43、houldbedeemedtobebornbytheContractor.Generallyspeaking,suchrisksinclude:thetemporaryworks,thedesignofpermanentworksthattheContractorisresponsible,theunforeseenadversephysicalconditionsasaresultoflackexperienceorsiteinvestigation,thedamagetotheroadsandbridgesasaresultofthetransportationoftheContracto
44、r,thenoiseandcontaminationoftheconstructionprocess,thesafetyofpersonnelandpropertyonsite,thecustodyofpermanentwork,etc.3) Theprinciplefortheallocationisasfollowing:theriskshouldbebornbytheparty,a) Iftheriskisoflossduetohisownwillfulmisconductorlackofreasonableefficiencyorcare;b) Ifhecancovertheriskb
45、yinsuranceandallowforthepremiuminsettlinghischargesanditismostconvenientandpracticablefortherisktobedealtwithinthisway;c) Ifthepreponderanteconomicbenefitofrunningtheriskaccruestohim;d) Ifitisintheinterestsofefficiencytoplaceintheriskonhim;ande) If,whentheriskeventuates,thelosshappenstoallonhiminthe
46、firstinstance,andthereisnoreasonunderanyoftheaboveheadingstotransferthelosstoanother,oritisimpracticabletodoso.4. Giveyourdetailedunderstandingofhowtobeahighlycualificdcontractmanagerforinternationalconstruction.Keypoint:根据以下采分点给分KnowledgeofcontractKnowledgeofEngineeringandConstructionBusinessKnowle
47、dgeLegalKnowledgeManagementSkillsLanguageSkillsSmoothInternalCoordinationGOOdExternalRelationshipSample:Thequalityofthecontractmanagershouldinclude:房间：2021年X月X日书山有路勤为径，学海无涯苦作舟页码：第14页共14页(1) theoverallperspectiveofaconstructionproject(2) thethoroughunderstandingofthecontractdocuments(3) thewiderknowledgeincludingthestructure,construction,law,internationaleconomicandtrade,internationalpolitics,etc.(4) themanagementskillandexperienceofcorporationmanageme
